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MiFID II: What Do You Need to Know?

Avaya

If you work in the financial services sector, you’ve likely seen news articles and heard IT, operations and other company managers and executives talking about the impending MiFID II regulation. An original MiFID was enacted in 2004, prior to the 2008 global financial crisis. Barclays’ fines totaled £2.45

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The Power of Moderation – A 2020 Perspective

Horizon CX

Furthermore, are those of us moderate in demeanor possessive of revered characteristics or could they be considered boring, lukewarm or half-hearted to organizational leaders and particularly to hiring managers? Up through high school, I managed to produce moderate grades.

Airlines 100
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A Closer Look at MiFID II Recording Requirements

Avaya

This EU legislation serves as a much-needed upgrade from the original MiFID, enacted in 2004, and addresses key issues that resulted from the 2008 global financial crisis. Under the 2004 MiFID directive, there was no mandatory requirement to record communications involving client orders. Recording Regulations: Raising the Bar.